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NEW QUESTION 37
Which of the following is a benefit of Section 8 low-income housing partnerships?
Explanation:
low risk. The low risk is a consequence of the government guarantee or subsidy.
NEW QUESTION 38
Customers who engage in increased activity of wiring money from their account could indicate which of the following activities?
Explanation:
Explanation/Reference:
Explanation: money laundering. Potential money laundering activities include excessive wiring of money between accounts.
NEW QUESTION 39
The net investment income of an open-end investment company represents:
Explanation:
Explanation/Reference:
Explanation: net income from dividends and interest paid on securities in the fund's portfolio. Net investment income is dividends and interest but not capital gains.
NEW QUESTION 40
An option that permits the holder to exercise the contract only at expiration is referred to as:
Explanation:
European style. These options can only be exercised at the expiration date while American style options can be exercised at any time prior to expiration.
NEW QUESTION 41
......
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NEW QUESTION 37
Which of the following is a benefit of Section 8 low-income housing partnerships?
- A. low risk
- B. large deductions
- C. potential for capital appreciation
- D. high, reliable income
Explanation:
low risk. The low risk is a consequence of the government guarantee or subsidy.
NEW QUESTION 38
Customers who engage in increased activity of wiring money from their account could indicate which of the following activities?
- A. Crossing
- B. Interpositioning
- C. Churning
- D. Money laundering
Explanation:
Explanation/Reference:
Explanation: money laundering. Potential money laundering activities include excessive wiring of money between accounts.
NEW QUESTION 39
The net investment income of an open-end investment company represents:
- A. net gains on sales of portfolio securities
- B. net income from dividends and interest paid on securities in the fund's portfolio
- C. dividends, interest, and net gains on sales of securities
- D. net profits from the investment company operation
Explanation:
Explanation/Reference:
Explanation: net income from dividends and interest paid on securities in the fund's portfolio. Net investment income is dividends and interest but not capital gains.
NEW QUESTION 40
An option that permits the holder to exercise the contract only at expiration is referred to as:
- A. Asian style
- B. European style
- C. American style
- D. Nordic style
Explanation:
European style. These options can only be exercised at the expiration date while American style options can be exercised at any time prior to expiration.
NEW QUESTION 41
......